| Policy No. |
Date Issued |
Policy Title |
1.1 |
11/4/2008 |
City Charter |
1.2 |
6/23/2009 |
Code of the City of Austin |
1.3 |
2/11/2008 |
Professional Standards |
1.4 |
7/29/2008 |
Mission Statement and Strategic Goals |
1.5 |
7/29/2008 |
Vision Statement and Values |
1.6 |
1/1/1996 |
Guiding Principles |
1.7 |
2/11/2008 |
Quality Control and Assurance |
2.1.1 |
6/27/2005 |
Annual Service Plan Development |
2.2.1 |
4/19/2005 |
Non-Audit Services |
3.1.1 |
3/11/2008 |
Audit Process |
3.1.2 |
1/23/2008 |
Assessing and Certifying Auditor Independence |
3.1.2 Attachment |
1/23/2008 |
Attachment - Assessing and Certifying Auditor Independence |
3.1.3 |
12/31/2007 |
Assessing Audit Team Competence |
3.1.4 |
12/31/2007 |
Use of Outside Experts |
3.1.5 |
12/31/2007 |
Reliance on Work Performed by Others |
3.1.6 |
6/11/2009 |
Identification of Possible Illegal Acts |
3.1.7 |
3/11/2008 |
Ensuring Compliance with OCA Audit Policies and Procedures |
3.1.7_Attachment |
3/11/2008 |
Attachment - Audit project checklist |
3.1.8 |
3/4/2008 |
Audit Planning
|
3.1.9 |
3/4/2008 |
Audit Fieldwork and Evidence |
3.3.6 |
7/31/2003 |
Quality Assurance for Planning Audit Work |
3.4.3 |
7/6/2005 |
OCA Requests for Information |
3.5.1 |
5/21/2008 |
Reporting Process |
3.5.2 |
5/21/2008 |
Report Review |
3.5.4 |
8/20/2008 |
Report Content and Format for Performance Audits |
3.5.5 |
8/20/2008 |
Audit Report Distribution |
3.5.6 |
10/22/1998 |
Corrections in Published Audit Reports |
3.5.7 |
8/20/2008 |
Reporting Confidential Information |
3.5.7 Attachment |
8/20/2008 |
Confidential Report Cover Sheet Form |
3.6.1 |
3/11/2008 |
Audit Documentation and Review |
3.7.1 |
6/24/2003 |
Audit Follow-up Compliance and Reporting |
3.7.2 |
7/31/2003 |
Role of Follow-up in Subsequent Audits |
3.7.3 |
6/24/2003 |
Maintaining and Updating the Follow-up Database |
3.8.1 |
9/7/1999 |
Selecting Quick Response Projects |
3.8.2 |
9/7/1999 |
Conducting Quick Response Projects |
4.1.0 |
4/14/2005 |
City Auditor Integrity Unit (CAIU) Governing Policy |
4.1.2 |
4/14/2005 |
City Auditor Integrity Unit (CAIU) Investigative Standards |
4.2.0 |
10/1/1999 |
Allegation Receipt |
4.3.0 |
4/14/2005 |
Decision to Investigate |
4.4.0 |
10/1/1999 |
Planning an Investigation |
4.5.0 |
10/1/1999 |
Allegation Referrals |
4.6.0 |
4/14/2005 |
Reporting on City Auditor Integrity Unit (CAIU) Projects |
4.8.0 |
4/14/2005 |
Protecting Informants |
4.9.0 |
4/14/2005 |
Mayor and Council Allegations |
5.1.1 |
2/6/2006 |
Library and Research Files |
5.1.2 |
5/2/1994 |
Release of Information |
5.1.2 Attachment |
5/2/1994 |
Release of Information Flowchart |
5.1.3 |
4/26/2004 |
Records Management and Retention |
5.2.1 |
1/27/1994 |
Legal Software |
5.2.2 |
1/24/2002 |
Electronic Equipment |
5.2.3 |
1/19/2006 |
Creating and Storing Electronic Files |
5.2.4 |
10/2/2001 |
Information Technology Security |
5.2.5 |
9/17/2001 |
Information Technology Privacy |
6.1.1 |
10/12/2005 |
OCA Alternative Pay System |
6.1.1 Attachment |
10/12/2005 |
Distinguishing Criteria and Matrices |
6.1.2 |
6/18/2009 |
Performance and Development Plans |
6.1.3 |
3/2/2009 |
Project Appraisals |
6.1.5 |
3/2/2009 |
Annual Appraisals |
6.1.6 |
7/23/2008 |
Pay Progression Decisions |
6.1.7 |
4/7/2005 |
Auditor Probationary Period |
6.2.1 |
3/28/2002 |
Employee Orientation |
6.2.2 |
8/12/2005 |
Training Coordination |
6.2.3 |
6/18/2009 |
Annual Training Plan |
6.2.4 |
6/18/2009 |
Requesting Training |
6.2.5 |
10/9/2001 |
In-House Training |
6.2.6 |
6/18/2009 |
Continuing Education Hours: Reporting and Tracking |
6.3.1 |
7/30/2008 |
Financial Incentives for Professional Certifications |
6.4.1 |
3/21/2008 |
Code of Ethics |
6.4.2 |
2/6/2003 |
Outside Employment |
7.2.1 |
2/6/2006 |
Revising Existing Policies or Proposing New Policies |
7.2.3 |
5/8/2006 |
Mileage Reimbursement for Personal Vehicle Use |
7.4.1 |
6/1/1993 |
Parking Permits |
7.7.1 |
1/3/2002 |
Time Keeping/Payroll |
7.7.2 |
1/12/2004 |
Work Schedules |
7.7.3 |
8/30/2001 |
Work at Home |
7.7.4 |
10/1/2001 |
OCA Compensatory Time |
7.8.2 |
12/21/1999 |
Credit Cards |
7.8.3 |
3/11/2005 |
Purchasing Requests |
